AVP Securities Counsel

Job title: AVP Securities Counsel in Phoenix, AZ at Apple & Associates

Company: Apple & Associates

Job description: Assistant Vice President, Securities CounselAre you a talented attorney looking to make an impact in a collaborative environment where your expertise in securities law and corporate governance will be valued? Our client is seeking an experienced legal professional who can thrive in a team-oriented culture while driving our public company compliance and governance initiatives forward.Your ImpactAs our AVP, Securities Counsel, you'll play a crucial role in ensuring this company's regulatory compliance while working closely with cross-functional teams. You'll have the opportunity to build relationships across the organization, from Finance and HR to Compliance and Investor Relations, creating alignment and fostering transparent information flow.Your Day-to-DaySecurities Law Excellence:

• Craft and review SEC filings including 10-K, 10-Q, and 8-K forms, ensuring our compliance with federal securities laws

• Partner with communications team on earnings releases and investor presentations

• Guide the organization on public disclosure matters and Regulation FD compliance

• Work collaboratively with outside counsel on specialized matters

• Coordinate with executive leadership and board members to prepare for board and committee meetings

• Contribute to the development of governance best practices

• Lead the legal aspects of stockholder meetings, working cross-functionally with multiple departments

• Serve as a trusted advisor to teams across the organization

• Provide thoughtful guidance on executive compensation and equity plans

• Support corporate transactions by working hand-in-hand with business development teams

• JD from an accredited law school with active bar membership

• 6+ years of relevant legal experience, with a focus on securities law and corporate governance

• Strong interpersonal skills and ability to communicate complex legal concepts clearly

• Collaborative mindset and enthusiasm for working across different business functions

• Experience with board and disclosure management platforms like Diligent or Workiva

• Demonstrated ability to build consensus and navigate complex stakeholder relationships

• A track record of mentoring junior team members and sharing knowledge

• Take on increasing responsibility for corporate transactions

• Lead strategic governance initiatives

• Develop specialized expertise in emerging regulatory areas

• Progress to senior legal leadership positions

• Comprehensive benefits package with affordable contributions

• Generous paid time off: vacation, 12 holidays, and 80 hours of sick time annually

• 401(k) match with immediate vesting

• Discounted company stock purchase program

• Paid volunteer hours and employer charitable match

• Career development resources and mentoring

• Flexible work arrangement with Remote Fridays

• Collaborative culture that values your contributions

Expected salary:

Location: Phoenix, AZ

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